Regulatory Compliance
Our commitment to adhering to the highest standards of regulations and compliance within the investment industry.
At Cove Capitals, we are fully committed to upholding the integrity of the investment industry by adhering to the regulatory standards and compliance measures set forth by the SEC in the USA.
Our platform operates under the strict guidelines and regulations designed to protect investors, ensure fair trading practices, and promote transparency within the financial markets. Here is an overview of the regulatory framework that governs our operations:
License & Registration
We are fully licensed and registered with the relevant regulatory body, ensuring our operations meet the stringent criteria for investment services providers.
Data Protection
Compliant with GDPR, CCPA, and other applicable data protection regulations, we prioritize the security and privacy of our clients' data.
AML & CTF
Adhering to Anti-Money Laundering and Counter-Terrorist Financing regulations, we implement rigorous measures to prevent financial crimes.
Investor Protection
We abide by regulations that ensure investor funds are protected, including segregation of client funds and participation in investor compensation schemes.
Market Conduct
We conduct all trading activities in compliance with market conduct rules to prevent market abuse and ensure fair trading for all participants.
Our dedication to regulatory compliance not only ensures the legality of our operations but also protects our clients and provides a secure and transparent trading environment.
For more detailed information about our regulatory compliance and how it affects your trading experience, please do not hesitate to contact us.